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Full-length version of this article is also available, published online June 18, 2001 as doi:10.1096/fj.00-0619fje.
Published as doi: 10.1096/fj.00-0619fje.
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(The FASEB Journal. 2001;15:1795-1797.)
© 2001 FASEB

Resistance to HIV-1 infection among African sex workers is associated with global hyporesponsiveness in interleukin 4 production1

HARSHA N. TRIVEDI*, FRANCIS A. PLUMMER*,{dagger}, AGGREY O. ANZALA*,{dagger}, EPHANTUS NJAGI{dagger}, JOB J. BWAYO{dagger}, ELIZABETH N. NGUGI{dagger}{dagger}, JOANNE E. EMBREE*,{ddagger} and KENT T. HAYGLASS*,{ddagger},§2

Departments of
* Medical Microbiology;
{ddagger} Pediatrics and Child Health,
§ Immunology, University of Manitoba, Winnipeg, Canada R3E 0W3; and Departments of
{dagger} Medical Microbiology and
{dagger}{dagger} Community Health, University of Nairobi, Kenya

2Correspondence: Department of Immunology, University of Manitoba, 626–730 William Ave. Winnipeg, MB R3E 0W3, Canada. E-mail: hayglass{at}ms.umanitoba.ca

SPECIFIC AIMS

We previously conducted epidemiologic studies identifying a cohort of prostitutes who exhibit profound resistance to HIV-1 infection despite intense, chronic sexual exposure. Many demonstrate CTL responses to HIVIIIB env, gag, and pol gene products and interleukin 2 (IL-2) production to HIV peptides, suggesting that immunological factors are involved in this type of HIV-1 resistance. Here, we hypothesized that differences in virus-specific cytokine responses may underlie resistance vs. susceptibility to HIV infection among Nairobi sex workers and therefore we examined the nature of HIV-1-specific and recall antigen responses in resistant vs. susceptible populations compared with healthy (non-sex worker) controls.

PRINCIPAL FINDINGS

1. Resistant sex workers exhibit significantly enhanced interferon {gamma} (IFN-{gamma}) and lower IL-4 HIV-1-specific responses independent of changes in other type 2 cytokines
Although exposed uninfected individuals clearly possess a variety of HIV-1-specific, MHC class I- and II-restricted immune effector responses, how and why these develop is unknown. In particular, the nature of the immunoregulatory cytokine response in resistant vs. susceptible populations is unclear. Quantitative analyses of cytokine responses by fresh peripheral blood mononuclear cells (PBMC) stimulated in short-term primary culture by intact HIV-1, exhibiting a spectrum of potential HIV epitopes, have not been performed to date. We examined antigen-specific cytokine responses in HIV-1-resistant and infected CDC stage A1 Kenyan sex workers. All participants were asymptomatic, exhibited CD4 > 500/µl, and had not received anti-retroviral therapy. All exposed subjects exhibited HIV-dependent responses in primary culture whereas low-risk, seronegative, presumably unexposed Kenyan women (not shown) did not. The nature of the cytokine response was markedly different in resistant and susceptible women. The frequency of resistant women exhibiting detectable IFN-{gamma} in culture with HIV-1 was 86% (12 of 14 subjects) compared to 18% of susceptible women (2/11, Fisher’s two-tailed, P<0.001). Resistant women also exhibited more intense IFN-{gamma} production than did HIV-1-infected individuals in response to virus-mediated stimulation (Fig. 1 , Mann-Whitney P<0.005). In marked contrast to IFN-{gamma}, HIV-1 stimulated IL-4 responses were substantially less frequent among resistant women, with 2 of 14 (14%) generating detectable IL-4 responses vs. 10 of 11 susceptible women (91%, Fisher’s P<0.0002). The median intensity of this HIV-stimulated IL-4 production was at least 20-fold lower among resistant than susceptible women (<0.45 vs. 9.3 pg/ml; P<0.005, Fig. 1 ). When these data are examined as the ratio of virus-stimulated IL-4: IFN-{gamma} production, a commonly used strategy for evaluation of type 1 vs. type 2 dominance of immune responses, resistant subjects exhibit patterns commonly termed ‘type 1’ dominance, whereas healthy HIV-infected subjects display ‘type 2’-dominated responses (IL-4:IFN-{gamma} ratios of 0.27 vs. 46, P<0.0002, Mann-Whitney).



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Figure 1. Short-term primary cultures were set up with PBMC from HIV-1-resistant Kenyan prostitutes (n=14, chronically HIV-1 exposed, PCR, and serology negative over 4–13 years (•) and HIV-1 susceptible Kenyan prostitutes (n=11, PCR and sero-positive, CD4>=500/µl, {square}). Cells were cultured for 2–8 days with intact inactivated HIV IIIB and in parallel wells (not shown), anti-CD3 mAb, or PHA as polyclonal stimuli. Cytokine responses in culture supernatants were determined by ELISA against WHO or commercial standards.

However, notwithstanding the ~20-fold lower median IL-4 production seen in the resistant population, IL-13 production was intense and similar in both groups (P=0.09), and HIV-driven IL-5 responses were marginally higher in the resistant population (P=0.046). Thus, IL-5:IFN-{gamma} or IL-13:IFN-{gamma} ratios were indistinguishable between resistant and infected groups, arguing against a classical type 2 immunity association with resistance vs. susceptibility to HIV-1 infection. IL-10 production, not selectively associated with human Th1- or Th2-like T cell clones in vitro or with type 1- or type 2-dominated responses in vivo, was indistinguishable in resistant and susceptible populations.

2. Polyclonal stimuli fail to reveal alterations in HIV-1-specific type 1 vs. type 2 cytokine responses
Use of polyclonal activators as surrogate antigens elicits intense, hence readily quantified, cytokine responses, leading to their widespread usage to evaluate HIV-specific responses. However, these stimuli initiate distinct intracellular signaling events and frequently elicit cytokine responses qualitatively different from those seen after MHC-dependent T cell activation. For comparison, primary cultures were established using immobilized anti-CD3 monoclonal antibody or phytohemagglutinin (PHA) as polyclonal stimuli. As anticipated, median cytokine responses by resistant and HIV-1-infected subjects were 5- to 50-fold stronger than those seen in that individual’s HIV-specific response. IFN-{gamma} IL-4, IL-5, or IL-10 production in the study groups did not differ significantly under any of the conditions tested (P>0.05) whereas IL-13 was marginally higher (P=0.04) after anti-CD3, but not PHA stimulation. These results indicate the necessity of using Ag-specific stimulation.

3. Recall antigen-mediated stimulation reveals a global deficiency in the capacity of HIV-1-resistant women to mount IL-4 responses
Because resistant women exhibit strongly IFN-{gamma}-dominated cytokine responses to HIV-1 and resistance to HIV has been associated with enhanced type 1 responses (IFN-{gamma} synthesis, CTL activity), we considered the hypothesis that these women exhibit a generalized tendency for enhanced IFN-{gamma} production relative to the general population. We examined their capacity to respond to a panel of common recall antigens relative to low-risk, also seronegative, presumably unexposed Kenyan women.

Primary culture with polyclonal stimuli (PHA, anti-CD3) or antigens unrelated to HIV-1 (streptokinase, purified protein derivative, or Candida) revealed that the increased IFN-{gamma} response to HIV seen among HIV-1-resistant prostitutes (Fig. 1) is not paralleled by general hyper-responsiveness in IFN-{gamma} production. Similarly, production of IL-5, IL-10, and IL-13 to these environmental antigens was comparable in the HIV-1-resistant, HIV-infected, and HIV-1 unexposed groups (data not shown).

In marked contrast, IL-4 responses generated by HIV-1-resistant women to recall antigens were dramatically lower than those of either healthy, unexposed Kenyan women or the HIV-infected women examined above (Summary Fig. 2 ). This reduced capacity of HIV-1 exposed but uninfected women to mount IL-4 responses was evident whether examining the frequency of individuals in each group capable of mounting Ag-specific IL-4 responses (Fisher’s, P=0.02 to 0.005 for the five different stimuli examined) or the median intensity of the IL-4 responses generated (Mann-Whitney P=0.01 to 0.0015). IL-4 responses to streptokinase, PPD, or Candida were indistinguishable in HIV-1-infected vs. HIV-1 unexposed populations (Mann-Whitney P=0.43 to 0.54). Thus, HIV-1-resistant women exhibit global hyporesponsiveness in their capacity to generate IL-4 responses to HIV or common recall antigens that distinguishes them from either HIV-1-infected or unexposed (predominately susceptible) groups.



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Figure 2. Resistant women are globally hyporesponsive in their capacity to mount recall antigen-driven IL-4 responses. Streptokinase- and PPD-specific IL-4 responses in resistant (•) and susceptible ({square}) prostitutes as well as low-risk controls ({blacktriangleup}) after primary culture. The median response of resistant women was significantly lower (P<0.005) than that of healthy HIV-1-infected sex workers or low-risk controls whereas responses of the latter two controls were not significantly different (P>0.05).

CONCLUSIONS

There is considerable heterogeneity in the results of HIV-1 infection, ranging from rapid progression to AIDS to survival for many years with little evidence of disease. The mechanisms that underlie resistance in exposed/uninfected individuals are heterogeneous and may include defective expression of the CCR5 coreceptor for HIV-1 internalization, elevated production of CC chemokines RANTES, MIP-1{alpha}, and MIP-1ß, HIV-specific T helper and CTL responses, and secretory IgA responses in the genital tract. The nature of the immunoregulatory differences in cytokine synthesis that underlie such responses is unresolved and controversial. Nairobi prostitutes provide one of the most clear-cut examples of resistance to HIV-1 infection in the face of ongoing HIV-1 exposure. We report our discovery that these HIV-1-resistant subjects exhibit cytokine responses to HIV or common environmental antigens profoundly different from those of infected or healthy controls. Thus, resistance to HIV-1 infection among African sex workers is strongly associated with global hyporesponsiveness in IL-4 production, independent of changes in other type 2 cytokines (IL-5, IL-13, and sometimes incorrectly used as a prototypical Th2 cytokine, IL-10). As such, it is not readily interpretable in terms of classical type 1 vs. type 2 skewing of the HIV-specific cytokine response as previously used in discussion of HIV disease progression and a wide variety of other infectious diseases.

Whether globally decreased capacity to mount IL-4 responses is a prerequisite for, or occurs as a consequence of, resistance in the ~5% of the population exhibiting long-term HIV-1 resistance despite ongoing exposure to infectious virus will require prospective studies. If resistance reflects acquired immunity, individuals with reduced capacity to mount IL-4 responses to HIV-1 may preferentially develop resistance. Alternatively, the reduced IL-4 responsiveness seen in these women may be secondary to induction of resistance. HIV-1 has been reported to replicate more efficiently in IL-4-producing T cell clones (Th2/Th0) than in Th1 clones. Certainly, IL-4 is a pivotal cytokine in promoting commitment of naive T cells to IL-4-dominated response patterns and is capable in vitro of overriding potent IFN-{gamma}/Th1 promoting stimuli such as IL-12. We also note that IL-4 substantially up-regulates in vitro expression of CXCR4, a coreceptor for T cell tropic HIV-1, making those cells more susceptible to HIV-1 infection and resulting in higher levels of HIV-1 production, whereas IFN-{gamma} down-regulates expression of this receptor. Collectively these observations raise the possibility that resistant individuals who exhibit markedly lower HIV-1 and environmental Ag-driven IL-4 responses may be characterized by lower levels of infectious HIV production at initial exposure, combined with enhanced clearance of HIV-1, attributable in part to intense IFN-{gamma}-dominated responses and CTL generation.

Finally, antigen-specific activation in this study was carried out in vitro using HIV-1IIIB, a widely available clade B virus. Currently dominant Kenyan isolates are from clades A, C, D. The finding that HIV-1IIIB readily evokes cytokine responses in subjects with minimal exposure to this specific clade is consistent with epidemiologic findings that these women, who have exposure to a broad variety of HIV variants within and between clades, are resistant to a broad range of HIV-1 subtypes. Thus, resistance to HIV-1 in these women is broadly cross-protective. Similar cross-reactivity in CTL activity and ß chemokine production between HIV-1 and HIV-2 responses has recently been observed. This finding may have significant implications for design of HIV vaccines.

In summary, the data suggest that a key differentiator of resistant subjects from the population as a whole is the nature of the cytokine response elicited upon HIV exposure. Specifically, resistance vs. susceptibility to HIV-1 infection can be distinguished by reciprocal differences in the intensity of HIV-1-driven IFN-{gamma} and IL-4 cytokine production independent of substantial alterations in IL-5, IL-10, and IL-13 responses in these women.



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Figure 3. Putative model of the relationship between induction of differential cytokine responses and functional resistance to HIV-1. (~) Similar responses in both groups, arrows up or down, increased or decreased HIV-1-driven cytokine synthesis.

FOOTNOTES

1 To read the full text of this article, go to http://www.fasebj.org/cgi/doi/10.1096/fj.00-0619fje ; to cite this article, use FASEB J. (June 18, 2001) 10.1096/fj.00-0619fje





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